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Financial LicensingThe Swiss Anti-Money Laundering Act (AMLA) applies not only to banks and securities dealers. Independent Asset Managers, Wealth Managers, Portfolio Managers, Financial Advisors, Trustees, Relationship Managers, FX/ Traders, Stock/Commodity Traders, Private Banking Advisors, Securities Traders, Investment Banking Advisors, Fund Managers, CTA’ s, Cash Management Advisors, Financial Planners, Investment Advisors, Customer Advisors, Life Insurance Advisors, trustees, fund managers, dealers in raw materials, bonds dealers, Investment advisors, Managed Accounting Advisors may benefit from getting Swiss Asset Management License for their business operations. Actually, financial intermediaries apply to the Swiss Anti-Money Laundering Control Authority (AMLCA) for a license for their operations. Those who want to set up a legal entity in Switzerland, and therefore operate its business without a license risk both substantial penalties from the government and significant limitations for their financial operations.
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Your Swiss Financial Company will meet Due Diligence and Compliance Officer Requirements; will have already formed Board, Certified Auditors, Nominee Director, Compliance Officer with strong financial background and legal Swiss address. We support our clients through all the stages: from establishment Swiss financial company under the AMLA, in creation instructions and forms, in active development filing systems to professional training of the staff concerned. Find out more information in our special publication about Swiss Asset Management License. |